NFA/CFTC Updates Relating to Conflict in Ukraine Mar 31, 2022 Throughout the month of March, as may have been anticipated, the CFTC and NFA posted a number of updates relating to the conflict between Russia and Ukraine. March 17, 2022… Read More
Conflict in Europe Highlights the Need for Strong Cybersecurity Mar 29, 2022 As the U.S. has rolled out more sanctions targeting Russia, the FBI is warning of Russian retaliation coming in the form of cybersecurity attacks. With cybersecurity and privacy concerns being… Read More
Micro Futures and Crypto Regulatory Crackdown? Feb 28, 2022 Over the last year National Futures Association (“NFA”) has been making adjustments to annual questionnaire response items. Similarly, NFA has been amending its pre-examination audit request lists while conducting routine… Read More