ISSP Changes Required in April 2019 Feb 07, 2019 National Futures Association (NFA) recently amended its Interpretive Notice entitled NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs. The Interpretive Notice, which became effective in March 2016, requires that… Read More
NFA Requires Fund Manager Internal Control Policies Jan 18, 2019 In December NFA made fund internal controls an official obligation for CPOs. Learn more about what needs to be done to be compliant with the new obligation.
CFTC/NFA – Regulatory Recap – January 2019 Jan 14, 2019 Each month Turnkey Trading Partners summarizes the NFA and CFTC regulatory announcements most likely to impact registered firms. Join our monthly newsletter to have these summaries sent to your inbox.