World Stops; CFTC & NFA Compliance March On Mar 26, 2020 With the ongoing concerns surrounding COVID-19, news is moving fast. That means government agencies, businesses, and whole industries are having to respond quickly. As of today (March 26, 2020) the National Futures Association (“NFA”) and Commodity Futures Trading Commission (“CFTC”) have issued several notices.
Required CFTC/NFA Coronavirus Pandemic Adjustments Mar 19, 2020 In response to the ongoing Coronavirus pandemic, both the CFTC and NFA have released several notices relating to their response. These notices also indicate what CFTC registrants and NFA members… Read More
NFA Proposed Change to CTA Performance Presentation Mar 06, 2020 On March 6, 2020 NFA submitted to the CFTC a proposed rule change related to how CTAs can show performance results to customers. On the same day they also proposed a change to how hypothetical performance may be shown and what material information must be disclosed.