Is “Working From Home” A Compliance Time Bomb? May 26, 2023 By: Turnkey Trading Partners A growing number of Commodity Futures Trading Commission (“CFTC”) registrants and National Futures Association (“NFA”) members are now permanently “working from home” (“WFH”). Working from home… Read More
NFA and FINRA Hold Summit to Discuss the Future of Crypto Regulation May 18, 2023 By: Matt Anderson The Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA) recently held a summit focused on cryptocurrency assets and agreed to expand their Memorandum of… Read More
Revisiting NFA Bylaw 1101 Apr 28, 2023 By: Turnkey Trading Partners Turnkey Trading Partners (“Turnkey”) regularly assists our clients through routine National Futures Association (“NFA”) examinations. Historically, NFA has always asked member firms during audits for their… Read More