50.ai Investments Banned From Future NFA Membership Apr 19, 2024 Background: 50.ai Investments was a registered Commodity Pool Operator (CPO) and an National Futures Association (“NFA”) member as of October 2022. It managed a fund named 50.ai Investment Fund LP,… Read More
Artificial Intelligence – Financial Regulations? Mar 26, 2024 Artificial Intelligence or (“AI”) has been a hot topic of discussion for the last several years. It should come as no surprise that financial regulators are beginning to take an… Read More
Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the National Futures Association (“NFA”), when it comes to oral, written and electronic… Read More