NFA’s Action Against Trinity Trading Group Sep 23, 2024 On August 15, 2024, the National Futures Association Committee filed a Complaint against Trinity Trading, a former NFA member and a commodity pool operator/commodity trading advisor (CPO/CTA) based in Orlando,… Read More
Navigating CTA Registration: Lessons from Recent CFTC Enforcement Actions Aug 29, 2024 The importance of proper registration with the Commodity Futures Trading Commission (CFTC) as a Commodity Trading Advisor (CTA) is underscored by recent enforcement actions against individuals and firms deemed to… Read More
CFTC and NFA Identity Theft Training Aug 26, 2024 National Data Breach Just last month hackers obtained millions of names, phone numbers, social security numbers, mailing addresses, and email addresses from US citizens. The breach, which is one of… Read More