Common NFA Audit Deficiencies for 2025

Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams, we provide insight into the areas NFA emphasizes most.

CFTC Acts Against EmpiresX Fraud

The Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Southern District of Florida issued a default judgment against Brazilian nationals Emerson Pires and Flavio Goncalves,…

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