Urgent – NFA Third Party Service Provider Requirements Sep 25, 2021 By: Turnkey Trading Partners Turnkey has been writing about and reminding its customers about NFA’s new Third-Party Service Provider (“TPSP”) policies and procedures requirement. If you have not already done… Read More
CFTC/NFA – Regulatory Recap – August 2021 Aug 31, 2021 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter.
NFA Proposes Branch Office Definition Changes Aug 23, 2021 On August 23, 2021 NFA published a potentially significant amendment to its Interpretive Notice 9002 – “Registration Requirements: Branch Offices”.