ISSP Changes Required in April 2019

National Futures Association (NFA) recently amended its Interpretive Notice entitled NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs. The Interpretive Notice, which became effective in March 2016, requires that…

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CFTC/NFA – Regulatory Recap – January 2019

Each month Turnkey Trading Partners summarizes the NFA and CFTC regulatory announcements most likely to impact registered firms. Join our monthly newsletter to have these summaries sent to your inbox.