How Generative AI Is Increasingly Powering Scams Targeting NFA-Regulated Firms Jan 28, 2025 The Growing Threat of AI-Driven Fraud in the Financial Sector The rapid advancement of Generative AI (GenAI) is transforming the financial landscape. While AI has brought efficiency to trading, risk… Read More
Important Reminder: Changes to NFA Annual Update Filing Obligations Jan 22, 2025 As part of the regulatory changes implemented by the National Futures Association (“NFA”) in October 2024, a firm Principal is now required to personally submit their annual updates to the… Read More
Looking Ahead to 2025 Dec 30, 2024 As 2024 draws to a close, the regulatory landscape has experienced significant shifts toward increased oversight and stricter compliance measures. However, this push for greater regulation has been accompanied by… Read More