CFTC/NFA – Regulatory Recap – August 2021 Aug 31, 2021 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter.
NFA Proposes Branch Office Definition Changes Aug 23, 2021 On August 23, 2021 NFA published a potentially significant amendment to its Interpretive Notice 9002 – “Registration Requirements: Branch Offices”.
Congratulations! You’ve met an Allocator: Now what? Jun 28, 2021 Like the old saying goes, you only have once chance to make a first impression. This is even more critical when you’re an emerging manager trying to raise assets to keep the lights on and eventually building a viable business venture.