CFTC and NFA Identity Theft Training Aug 26, 2024 National Data Breach Just last month hackers obtained millions of names, phone numbers, social security numbers, mailing addresses,… Read More
Do Your Books and Records Meet Regulatory Expectations and Guidelines? Apr 28, 2022 There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.
Avoiding Accounting Pitfalls Oct 27, 2021 By: Turnkey Trading Partners Many of Turnkey’s clients, and NFA members as a whole, are one to two… Read More