Aug 31, 2021 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter. Simply select what is most applicable to your regulated CFTC/NFA business by clicking below: NFA submitted the following rule submission letters to the CFTC: August 23, 2021 – Proposed Amendments to NFA’s Interpretive Notice: Registration Requirements: Branch Offices August 23, 2021 – Proposed Amendments to NFA Financial Requirements Section 10 to Impose Late Fee for Certain Swap Dealer Filings and Proposed Interpretive Notice entitled Financial Requirements Section 17: Initial Margin Model Ongoing Monitoring Reports For more information on our Compliance Consulting solutions, please click here. Not a subscriber to our newsletter? You’re missing out! Sign up and request to receive more information here.