CFTC/NFA FCM Regulations: Margin Adequacy and Treatment Oct 31, 2025 In December of 2024 the CFTC established a new regulation which does not happen frequently. Regulation 1.44 was put in place to allow clearing and non-clearing FCMs a pathway to… Read More
FinCEN and Federal Regulators Clarify Key SAR Filing Requirements Oct 27, 2025 The Financial Crimes Enforcement Network (FinCEN), together with the Federal Reserve, FDIC, NCUA, and OCC, has issued updated Frequently Asked Questions (FAQs) clarifying key aspects of Suspicious Activity Report (SAR)… Read More
NFA Retires Virtual Currency Notice 9073 — Digital Asset Oversight Moves Fully Under Rule 2-51 Oct 02, 2025 The National Futures Association (NFA) has officially repealed Interpretive Notice 9073, the 2018 guidance that originally governed disclosures and supervision for “virtual currency” and “virtual currency derivatives.” The change consolidates… Read More