NFA Audit and Examination Help Sep 30, 2025 You’ve just been contacted by National Futures Association (“NFA”) and find out that they are going to conduct an examination. Receiving an audit notice can be a stressful experience, but… Read More
CFTC Registration For Crypto And Digital Commodity Firms Sep 30, 2025 The Commodity Futures Trading Commission (CFTC) has long regulated futures, swaps, and forex. With crypto markets maturing, and with the Digital Asset Market CLARITY Act of 2025 gaining momentum, digital… Read More
2025’s Annual CFTC/ NFA Compliance Checklist Update Sep 22, 2025 At Turnkey Trading Partners, one of our annual traditions going into the fourth quarter is to provide clients and industry colleagues with a compliance “check-list.” This serves two purposes: first,… Read More