Artificial Intelligence – Financial Regulations? Mar 26, 2024 Artificial Intelligence or (“AI”) has been a hot topic of discussion for the last several years. It should… Read More
Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More
Futures Commissions Merchant Lime Trading Corp. Ordered to Pay $100,000 Fine Feb 19, 2024 On February 6, the National Futures Association (NFA) mandated that Lime Trading Corp. (Lime Trading), a futures commission… Read More