Proposed Changes to Regulation 4.7 Likely to Damage Industry Dec 22, 2023 The Commodity Futures Trading Commission (CFTC) has recently put forth proposed changes to Regulation 4.7. The proposed changes… Read More
2023 CFTC/NFA Annual Compliance Obligations Dec 18, 2023 Turnkey Trading Partners always likes to remind our clients to consider annual compliance deadlines and obligations. This year… Read More
Another Introducing Broker Hit With Failure to Supervise; Record Keeping Shortcomings Oct 31, 2023 Turnkey cannot express enough how critical it is for firms to take communication record keeping and supervision seriously. … Read More