Common NFA Audit Deficiencies for 2025 Feb 28, 2025 Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams, we provide insight into the areas NFA emphasizes most.
CFTC Acts Against EmpiresX Fraud Feb 24, 2025 The Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Southern District of Florida… Read More
Important Reminder: Changes to NFA Annual Update Filing Obligations Jan 22, 2025 As part of the regulatory changes implemented by the National Futures Association (“NFA”) in October 2024, a firm… Read More