2023 CFTC/NFA Annual Compliance Obligations Dec 18, 2023 Turnkey Trading Partners always likes to remind our clients to consider annual compliance deadlines and obligations. This year… Read More
Another Introducing Broker Hit With Failure to Supervise; Record Keeping Shortcomings Oct 31, 2023 Turnkey cannot express enough how critical it is for firms to take communication record keeping and supervision seriously. … Read More
Going into 2024, Make Sure Compliance is in Order Oct 26, 2023 As 2023 is quickly coming to a close, staff will begin leaving for holiday vacation and compliance will… Read More