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Regulatory Update

Conflict in Europe Highlights the Need for Strong Cybersecurity

Mar 29, 2022

As the U.S. has rolled out more sanctions targeting Russia, the FBI is warning of Russian retaliation coming…

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Micro Futures and Crypto Regulatory Crackdown?

Feb 28, 2022

Over the last year National Futures Association (“NFA”) has been making adjustments to annual questionnaire response items.  Similarly,…

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NFA Extends Relief from On-Site Annual Inspections

Feb 20, 2022

As of February 1, 2022, the National Futures Association (NFA) extended its relief from on-site annual reviews by…

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