2021 CFTC/NFA Annual Compliance Obligations Nov 26, 2021 As 2021 comes to a close, staff will begin leaving for holiday vacation and compliance will be forgotten. … Read More
CFTC/NFA – Regulatory Changes – September 2019 Sep 30, 2019 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More
NFA – CTA and CPO Performance Accounting Changes Sep 17, 2019 National Futures Association submitted two rule submission letters to the CFTC on August 29th, 2019 updating various NFA… Read More