It can be difficult to keep track the various regulatory announcements and changes that occur during a month.  In September, the CFTC/NFA announced significant changes to Compliance Rule 2-34 regarding the disclosure of CTA/CPO Performance Calculation reporting as well as Compliance Rule 2-13: Break-Even Analysis.  Additionally, amendments were proposed to Compliance Rule 2-29 concerning Communications with the Public and Promotional Material.  To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter.

Simply select what is most applicable to your regulated CFTC/NFA business by clicking below:

• Proposed Amendments to NFA Interpretive Notice Entitled: Compliance Rule 2-13: Break-Even Analysis, NFA Compliance Rule 2-34 and the Interpretive Notice Entitled: Compliance Rule 2-34: Performance Reporting and Disclosures
• Proposed Amendments to NFA Compliance Rule 2-29: Communications with the Public and Promotional Material, NFA Compliance Rule 2-36: Requirements for Forex Transactions, Related Interpretive Notices and other Technical Amendments to NFA Requirements

Are you thinking about outsourcing your Performance Calculations given the proposed changes?  To learn more about our Accounting Solutions, please click here.

Are you worried about staying compliant with the proposed amendments to Communications with the Public and Promotional Material? For more information on our Compliance Consulting solutions, please click here.

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