The CFTC’s Whistleblower Program: Protecting Integrity in U.S. Markets Nov 13, 2024 The Commodity Futures Trading Commission (“CFTC”) plays a critical role in ensuring the integrity of U.S. financial markets…. Read More
Mandatory CFTC/NFA Electronic Communications Training Oct 31, 2024 Turnkey customers, newsletter recipients, and blog readers are well aware that regulators have been working hard to enforce… Read More
More Transparency Not Less: NFA’s Newest Move Might be the Worst Yet Oct 28, 2024 NFA Changes “BASIC” registration database to omit display of non-member exempt firms The National Futures Association (“NFA”) recently… Read More