CFTC/NFA – February – Regulatory Recap Feb 25, 2022 The month of February did not provide much in the way of new NFA rules and regulations. However,… Read More
NFA Extends Relief from On-Site Annual Inspections Feb 20, 2022 As of February 1, 2022, the National Futures Association (NFA) extended its relief from on-site annual reviews by… Read More
Developing a Compliant CFTC, NFA Compliance Manual Jan 31, 2022 How to develop compliant NFA and CFTC compliance policies and procedures is critical to compliance success. Learn more with this article.