Higher NFA Fees For Swap Firms: Are you Effected? Oct 25, 2019 NFA’s membership fee increase is scheduled to go into effect January 1, 2020. Invoices for this surcharge will be scheduled to go out around November 15, 2019. Now is the time for NFA member firms to revisit whether or not their brokerage activities fall under NFA’s new swap firm considerations.
CFTC/NFA – Regulatory Changes – September 2019 Sep 30, 2019 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More
NFA – CTA and CPO Performance Accounting Changes Sep 17, 2019 National Futures Association submitted two rule submission letters to the CFTC on August 29th, 2019 updating various NFA… Read More