Building A Robust CFTC and NFA Record Keeping Program Nov 20, 2023 In last months article, Turnkey Trading Partners (“Turnkey”) discussed Critical CFTC Supervision and Record-Keeping Tips, emphasizing the significance… Read More
Another Introducing Broker Hit With Failure to Supervise; Record Keeping Shortcomings Oct 31, 2023 Turnkey cannot express enough how critical it is for firms to take communication record keeping and supervision seriously. … Read More
IB and FCM Alert: Updates to FATF Sanctions List and Anti-Money Laundering Implications Jul 31, 2023 By Turnkey Trading Partners: On June 29, 2023, the Financial Crimes Enforcement Network (FinCEN) issued a news release… Read More