Common NFA Audit Deficiencies: Summer 2024 Edition Jul 31, 2024 Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams. Typically supporting 10 to 15… Read More
Trafigura Trading LLC Fined $55 Million in Landmark Case Jun 27, 2024 The Commodity Futures Trading Commission (“CFTC”) has issued an order that both files and settles charges against Trafigura… Read More
Misguided Changes to NFA ORS Filing Obligations Jun 18, 2024 On May 20, 2024, National Futures Association (“NFA”) released Notice to Members I-24-10. Within the notice NFA advanced… Read More