How Does the Corporate Transparency Act Impact CFTC and NFA Firms? Jan 28, 2024 On December 5, 2023 the National Futures Association (“NFA”) sent out a notice to members advisory regarding the… Read More
Proposed Adjustments To How Customer Funds May Be Invested Jan 15, 2024 The Commodity Futures Trading Commission (“CFTC”) proposed changes to Regulation 1.25(a) late in 2023. These comments were required… Read More
Unraveling the Most Prevalent Cyber and Financial Scams of 2023 Dec 27, 2023 As individuals and organizations continue to rely on digital platforms for communication, commerce, and daily operations, cybercriminals have… Read More