CFTC/NFA – Regulatory Recap – December 2018 Dec 12, 2018 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More
Changes to GIB and Branch Office Supervision? Oct 15, 2018 The financial services industry has been enduring a period of intense consolidation for more than a decade. Perhaps… Read More
Finding the Best CTAs Sep 07, 2018 CTA Expo and NIBA are being held in Chicago this month. At each conference everyone will be talking… Read More