Dec 12, 2018 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter. This month had many requirements which require action from registrants. Be sure you’re familiar with all of the new changes and adjust your policies and procedures accordingly. Feel free to contact Turnkey if you require assistance in understanding a new rule or regulation. Simply select what is most applicable to your regulated CFTC/NFA business by clicking below: Guidance for entities currently operating under a CFTC exemption from CPO or CTA registration Proposed Amendments: NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs NFA Compliance Rule 2-9: CPO Internal Controls Systems Proposed Amendments to NFA Compliance Rules 2-4, 2-6 and 2-36 Changes to Registration and Compliance Requirements for CPOs and CTAs Not a subscriber to our newsletter? You’re missing out! Sign up and request to receive more information here.