Important Reminder: Changes to NFA Annual Update Filing Obligations Jan 22, 2025 As part of the regulatory changes implemented by the National Futures Association (“NFA”) in October 2024, a firm… Read More
Looking Ahead to 2025 Dec 30, 2024 As 2024 draws to a close, the regulatory landscape has experienced significant shifts toward increased oversight and stricter… Read More
What is Next for the Corporate Transparency Act? Dec 15, 2024 Corporate Transparency Act: Updates and Impact on Small Businesses The Corporate Transparency Act (CTA), enacted in 2021, and… Read More