Looking Ahead to 2025 Dec 30, 2024 As 2024 draws to a close, the regulatory landscape has experienced significant shifts toward increased oversight and stricter… Read More
What is Next for the Corporate Transparency Act? Dec 15, 2024 Corporate Transparency Act: Updates and Impact on Small Businesses The Corporate Transparency Act (CTA), enacted in 2021, and… Read More
CME Group RA2402-5 on Rule 526 Impacts Executing Brokers Nov 26, 2024 CME Group (“CME”) regularly publishes Market Regulation Advisory Notices to clarify exchange expectations for market participant behavior. On… Read More