NIBA Conference – AML For IB’s Oct 23, 2013 Last month Turnkey Trading Partners’ Susan Osmanski spoke on a panel at the National Introducing Brokers Association (“NIBA”) annual conference in Chicago. A recap of the discussion was recently published… Read More
Common Mistakes, Introducing Brokers and AML Procedures Aug 07, 2013 Most introducing brokers (“IBs”) view their Anti-Money Laundering (“AML”) obligations quite minimally but this can be a monumental mistake. Generally IBs believe their AML responsibilities are limited to ensuring a… Read More
CFTC to Damage Farmers, Ranchers? Jul 31, 2013 By Dan Collins: “Reuters is reporting that the Commodity Futures Trading Commission (CFTC) is digging in its heals regarding a rule proposal that would force futures commission merchants (FCMs) to… Read More