Turnkey Trading Partners – Best CFTC/NFA Compliance Firm 2019 Feb 14, 2019 This week the 2019 CTA Intelligence US Services Awards were held in New York City. These annual events are intended to recognize service providers that have demonstrated exceptional customer service and innovative… Read More
ISSP Changes Required in April 2019 Feb 07, 2019 National Futures Association (NFA) recently amended its Interpretive Notice entitled NFA Compliance Rules 2-9, 2-36 and 2-49: Information Systems Security Programs. The Interpretive Notice, which became effective in March 2016, requires that… Read More
NFA Requires Fund Manager Internal Control Policies Jan 18, 2019 In December NFA made fund internal controls an official obligation for CPOs. Learn more about what needs to be done to be compliant with the new obligation.