Micro Futures and Crypto Regulatory Crackdown? Feb 28, 2022 Over the last year National Futures Association (“NFA”) has been making adjustments to annual questionnaire response items. Similarly, NFA has been amending its pre-examination audit request lists while conducting routine… Read More
CFTC/NFA – February – Regulatory Recap Feb 25, 2022 The month of February did not provide much in the way of new NFA rules and regulations. However, the NFA did extend relief from on-site branch reviews as a response… Read More
NFA Extends Relief from On-Site Annual Inspections Feb 20, 2022 As of February 1, 2022, the National Futures Association (NFA) extended its relief from on-site annual reviews by continuing to allow branch offices & guaranteed IBs to conduct these reviews… Read More