NFA Interpretive Notice 9083 Withdrawn May 16, 2025 On May 1, 2025 this interpretive notice was shockingly withdrawn. Turnkey has not been able to officially confirm the reason NFA withdrew the notice. NFA had been privately asking industry participants for feedback for close to two years before it’s publication. A notice of this type has not been withdrawn by NFA in recent memory.
Common NFA Audit Deficiencies for 2025 Feb 28, 2025 Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams, we provide insight into the areas NFA emphasizes most.
Do Your Books and Records Meet Regulatory Expectations and Guidelines? Apr 28, 2022 There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.