Do Your Books and Records Meet Regulatory Expectations and Guidelines? Apr 28, 2022 There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.
Turnkey Shortlisted As Best CFTC/NFA Compliance Consultancy Feb 11, 2022 Turnkey has been named the best CFTC and NFA compliance consulting firm every year since 2013 by at least one prominent industry publication. We have been shortlisted for too many other awards to count.
CFTC/NFA – Regulatory Recap – August 2021 Aug 31, 2021 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. To better assist you Turnkey Trading Partners has put together a summary of the various regulatory notices and adjustments which have occurred since our last newsletter.