CFTC & NFA Compliance Issues For 2019 Nov 19, 2018 The beginning of a new year is typically when Commodity Futures Trading Commission (“CFTC”) registered, National Futures Association… Read More
Changes to GIB and Branch Office Supervision? Oct 15, 2018 The financial services industry has been enduring a period of intense consolidation for more than a decade. Perhaps… Read More
Start Up CTA, CPO, Fund, Asset Raising Advice Aug 14, 2018 Turnkey Trading Partners (‘Turnkey”) has been developing startup Commodity Trading Advisor (“CTA”), Commodity Pool Operator (“CPO”) and hedge… Read More