Understanding CTA Trade Allocation Across Multiple Futures Commission Merchants Nov 25, 2025 The Commodity Trading Advisor (CTA) model presents, at least on its face, a complex operational challenge in the… Read More
NFA Fines Another Introducing Broker for Unregistered Solicitation & Supervision Failures Nov 24, 2025 The National Futures Association (NFA) has issued a $290,000 fine against Oil Brokerage Limited, a London-based introducing broker… Read More
CFTC/NFA FCM Regulations: Margin Adequacy and Treatment Oct 31, 2025 In December of 2024 the CFTC established a new regulation which does not happen frequently. Regulation 1.44 was… Read More