Proposed Amendments to NFA Compliance Rule 2-7 Nov 30, 2021 Pursuant to the NFA’s recent Amendment to Rule 2-7, Swap APs serving as Branch Managers of Member Firms… Read More
Critical Changes to NFA Branch Office Supervision Sep 30, 2021 By: Turnkey Trading Partners In August of 2021, NFA indicated that it would be pursuing a change to… Read More
CFTC Cryptocurrency Crackdown Sep 29, 2021 By: Turnkey Trading Partners On September 29, 2021 the CFTC announced it had taken regulatory action against 14… Read More