Biggest Compliance Risk: Smaller Branch Offices and GIBs? Aug 22, 2019 Authored By: Greg Baracy – Turnkey Trading Partners Turnkey Trading Partners (“Turnkey”) has conducted onsite office reviews of… Read More
Turnkey CFTC/NFA Regulatory and Compliance Recap – First Half 2019 Aug 15, 2019 It can be difficult to keep track the various regulatory announcements and changes that occur during a month. … Read More
CFTC/NFA – Regulatory Recap – January 2019 Jan 14, 2019 Each month Turnkey Trading Partners summarizes the NFA and CFTC regulatory announcements most likely to impact registered firms. Join our monthly newsletter to have these summaries sent to your inbox.