Another Introducing Broker Hit With Failure to Supervise; Record Keeping Shortcomings Oct 31, 2023 Turnkey cannot express enough how critical it is for firms to take communication record keeping and supervision seriously. … Read More
Going into 2024, Make Sure Compliance is in Order Oct 26, 2023 As 2023 is quickly coming to a close, staff will begin leaving for holiday vacation and compliance will… Read More
Cyber Alert: “Pig Butchering” Education Sep 27, 2023 By: Matthew Anderson In 2022, Americans lost an estimated $5.9 Billion to crypto currency scams alone. It… Read More