Unraveling the Most Prevalent Cyber and Financial Scams of 2023 Dec 27, 2023 As individuals and organizations continue to rely on digital platforms for communication, commerce, and daily operations, cybercriminals have… Read More
Proposed Changes to Regulation 4.7 Likely to Damage Industry Dec 22, 2023 The Commodity Futures Trading Commission (CFTC) has recently put forth proposed changes to Regulation 4.7. The proposed changes… Read More
Another one? Third Introducing Broker Since September to be Fined for Failure to Supervise Nov 27, 2023 On August 15, 2023, the Business Conduct Committee (BCC) of the National Futures Association (NFA) issued a formal… Read More