Operational Resilience Framework Proposal and What That Could Mean for The Industry. Apr 29, 2024 At the end of 2023, The Commodity Futures Trading Commission (“CFTC”) proposed an Operational Resilience Framework (“ORF”) aiming… Read More
50.ai Investments Banned From Future NFA Membership Apr 19, 2024 Background: 50.ai Investments was a registered Commodity Pool Operator (CPO) and an National Futures Association (“NFA”) member as… Read More
Common NFA Audit Deficiencies: NFA vs Turnkey Feb 29, 2024 On February 12th, 2024 NFA distributed a notice to its members under bulletin I-24-03. Within the notice NFA… Read More