CME Group RA2402-5 on Rule 526 Impacts Executing Brokers Nov 26, 2024 CME Group (“CME”) regularly publishes Market Regulation Advisory Notices to clarify exchange expectations for market participant behavior. On… Read More
The CFTC’s Whistleblower Program: Protecting Integrity in U.S. Markets Nov 13, 2024 The Commodity Futures Trading Commission (“CFTC”) plays a critical role in ensuring the integrity of U.S. financial markets…. Read More
Mandatory CFTC/NFA Electronic Communications Training Oct 31, 2024 Turnkey customers, newsletter recipients, and blog readers are well aware that regulators have been working hard to enforce… Read More