What is Next for the Corporate Transparency Act? Dec 15, 2024 Corporate Transparency Act: Updates and Impact on Small Businesses The Corporate Transparency Act (CTA), enacted in 2021, and… Read More
CME Group RA2402-5 on Rule 526 Impacts Executing Brokers Nov 26, 2024 CME Group (“CME”) regularly publishes Market Regulation Advisory Notices to clarify exchange expectations for market participant behavior. On… Read More
The CFTC’s Whistleblower Program: Protecting Integrity in U.S. Markets Nov 13, 2024 The Commodity Futures Trading Commission (“CFTC”) plays a critical role in ensuring the integrity of U.S. financial markets…. Read More