NFA Audit and Examination Help Sep 30, 2025 You’ve just been contacted by National Futures Association (“NFA”) and find out that they are going to conduct… Read More
Common NFA Audit Deficiencies: Summer 2024 Edition Jul 31, 2024 Turnkey periodically shares common audit deficiencies observed in National Futures Association (“NFA”) exams. Typically supporting 10 to 15… Read More
Develop Scoping Procedures Before Your Next NFA Audit Mar 22, 2024 By: Matt Anderson Turnkey Trading Partners (“Turnkey”) has written extensively about the expectations of industry regulators, namely the… Read More