The NFA’s Multi-Branch Proposal: Streamlining Supervision or a Hidden Burden? Jun 26, 2026 The NFA’s new multi-branch supervision proposal sounds like an operational win, but it might be a compliance Trojan horse. Here is what your firm needs to know.
NFA’s Registration Nightmare May 26, 2026 In April 2026, the National Futures Association (NFA) issued Notice to Members I-26-12, a sweeping directive aimed at…Read More
NFA Introduces AI Questionnaire in Audit Mar 31, 2026 Turnkey Trading Partners (“Turnkey”) has long recognized that the National Futures Association NFA is likely to increase oversight…Read More