NFA Requires Fund Manager Internal Control Policies Jan 18, 2019 In December NFA made fund internal controls an official obligation for CPOs. Learn more about what needs to be done to be compliant with the new obligation.
CFTC/NFA – Regulatory Recap – January 2019 Jan 14, 2019 Each month Turnkey Trading Partners summarizes the NFA and CFTC regulatory announcements most likely to impact registered firms. Join our monthly newsletter to have these summaries sent to your inbox.
CFTC & NFA Compliance Issues For 2019 Nov 19, 2018 The beginning of a new year is typically when Commodity Futures Trading Commission (“CFTC”) registered, National Futures Association… Read More