More Than Ever: Crypto Registration Matters Aug 31, 2022 Registered brokerage and trading firms can often view their regulators inappropriately. Within the derivatives industry, interactions with the… Read More
Proper Accounting and Valuation at IB’s; Swap Firms Essential Aug 27, 2022 Over the last several months, National Futures Association (“NFA”) has filed complaints against member firms for improper accounting… Read More
Reminder: NFA Third Party Service Provider Requirements Jul 17, 2022 Turnkey wanted to do an annual reminder for its customers about NFA’s Third-Party Service Provider (“TPSP”) policies and… Read More