Important Reminder: Changes to NFA Annual Update Filing Obligations Jan 22, 2025 As part of the regulatory changes implemented by the National Futures Association (“NFA”) in October 2024, a firm… Read More
Looking Ahead to 2025 Dec 30, 2024 As 2024 draws to a close, the regulatory landscape has experienced significant shifts toward increased oversight and stricter… Read More
CME Group RA2402-5 on Rule 526 Impacts Executing Brokers Nov 26, 2024 CME Group (“CME”) regularly publishes Market Regulation Advisory Notices to clarify exchange expectations for market participant behavior. On… Read More