CFTC/NFA – Regulatory Recap – January 2019 Jan 14, 2019 Each month Turnkey Trading Partners summarizes the NFA and CFTC regulatory announcements most likely to impact registered firms. Join our monthly newsletter to have these summaries sent to your inbox.
CFTC & NFA Compliance Issues For 2019 Nov 19, 2018 The beginning of a new year is typically when Commodity Futures Trading Commission (“CFTC”) registered, National Futures Association… Read More
Changes to GIB and Branch Office Supervision? Oct 15, 2018 The financial services industry has been enduring a period of intense consolidation for more than a decade. Perhaps… Read More