Rolling CFTC and NFA Corona Virus Updates Jul 21, 2020 Both the Commodity Futures Trading Commission (“CFTC”) and National Futures Association (“NFA”) have been releasing guidance about their expectations for how firms grapple with Covid-19. Turnkey has taken the time to gather this information into one place for our clients. As we become aware of new information impacting CFTC registrants and NFA member firms we’ll add it to this page. All FCMs, IBs, CTAs, and CPOs should bookmark this URL or sign up for our monthly newsletter for the latest updates. We’ll include the latest information pertaining to commodity futures, options, forex, and swap trading on a rolling basis (latest updates first!) with an easy to read summary. Please stay safe! This too shall pass!
New NFA Self-Exam; Subtle Changes… BIG Implications Jun 29, 2020 Periodically, NFA updates the Self-Exam Questionnaire, which most recently occurred June 2, 2020. When these updates are made NFA has the expectation that firms will use the most current version of the Questionnaire.
Turnkey Trading Partners – Best CFTC/NFA Compliance Firm 2020 May 28, 2020 In May of 2020, International Investor Magazine published the winners of their Spring 2020 Awards. Turnkey Trading Partners was named “Best Global Regulatory & Compliance Firm”. We as a staff are humbled and honored to receive such a high distinction. We owe this award to the tireless dedication we have to our clients in helping them navigate the difficult and ever-changing global regulatory landscape.