Recent NFA Actions Against Commodity Pool Operators Oct 30, 2024 In recent actions, the National Futures Association (“NFA”) has issued formal complaints against two registered commodity pool operators… Read More
NFA’s Action Against Trinity Trading Group Sep 23, 2024 On August 15, 2024, the National Futures Association Committee filed a Complaint against Trinity Trading, a former NFA… Read More
Navigating CTA Registration: Lessons from Recent CFTC Enforcement Actions Aug 29, 2024 The importance of proper registration with the Commodity Futures Trading Commission (CFTC) as a Commodity Trading Advisor (CTA)… Read More