Understanding CTA Trade Allocation Across Multiple Futures Commission Merchants Nov 25, 2025 The Commodity Trading Advisor (CTA) model presents, at least on its face, a complex operational challenge in the… Read More
NFA Fines Another Introducing Broker for Unregistered Solicitation & Supervision Failures Nov 24, 2025 The National Futures Association (NFA) has issued a $290,000 fine against Oil Brokerage Limited, a London-based introducing broker… Read More
FinCEN and Federal Regulators Clarify Key SAR Filing Requirements Oct 27, 2025 The Financial Crimes Enforcement Network (FinCEN), together with the Federal Reserve, FDIC, NCUA, and OCC, has issued updated… Read More