NFA Bylaw 1101: Compliance Guidelines for Member Firms Jan 30, 2026 Turnkey Trading Partners (“Turnkey”) regularly assists clients through routine National Futures Association (“NFA”) examinations. As part of these… Read More
Understanding CTA Trade Allocation Across Multiple Futures Commission Merchants Nov 25, 2025 The Commodity Trading Advisor (CTA) model presents, at least on its face, a complex operational challenge in the… Read More
NFA Fines Another Introducing Broker for Unregistered Solicitation & Supervision Failures Nov 24, 2025 The National Futures Association (NFA) has issued a $290,000 fine against Oil Brokerage Limited, a London-based introducing broker… Read More