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Do Your Books and Records Meet Regulatory Expectations and Guidelines?

Apr 28, 2022

There are many reasons for traders and brokerage firms to reconcile and close their books monthly. Arguably, the most important reason, is that a firm’s books will be looked at extensively during an NFA audit.

Avoiding Accounting Pitfalls

Oct 27, 2021

By: Turnkey Trading Partners Many of Turnkey’s clients, and NFA members as a whole, are one to two…

Read More

Critical Changes to NFA Branch Office Supervision

Sep 30, 2021

By: Turnkey Trading Partners In August of 2021, NFA indicated that it would be pursuing a change to…

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